Revised Protocol relating to the Collaboration of the Relevant Competent Authorities of the Member States of the European Union in Particular in the Application of the Directive 2003/41/EC of the European Parliament and of the Council of 3 June 2003 on the Activities and Supervision of Institutions for Occupational Retirement Provision (IORPs) Operating Cross-Border:

( Revised Budapest Protocol)

( Revised Budapest Protocol - Appendix 1: Terms Used)

( Revised Budapest Protocol - Appendix 2: Main Characteristics)

( Revised Budapest Protocol - Appendix 3: Legal Form of IORP)

( Revised Budapest Protocol - Appendix 4.1: Flow Chart - Notification Process)

( Revised Budapest Protocol - Appendix 4.2: Flow Chart - On-going Supervision)

( Revised Budapest Protocol - Appendix 4.3: Flow Chart - Complaints)

( Revised Budapest Protocol - Appendix 5: List of Home Member State Competent Autorities for the purposes of the Directive)

( Revised Budapest Protocol - Appendix 6: List of Host Member State Competent Authorities for the purposes of the Directive)

( Revised Budapest Protocol - Appendix 7: National Complaints Handling Systems)

( Revised Budapest Protocol - Appendix 8: Joinder Agreement)

Note: CEIOPS Members who are presently the Competent Authorities under the IORP Directive have approved the Protocol. Competent Authorities, which are non-CEIOPS Members and Observers, will be bound by the terms of this Protocol by signing a Joinder Agreement. The list of the Competent Authorities, presented in Annexes 5 or/and 6, will be up-dated accordingly.

Protocol on Review Panel of the Committee of European Insurance and Occupational Pensions Supervisors

( Protocol on Review Panel)
( Methodology for Peer Review)

Memorandum of Understanding on Cooperation between the Financial Supervisory Authorities, Central Banks and Finance Ministries of the European Union on Cross-Border Financial Stability

( MoU on Cross-Border Financial Stability)

General Protocol relating to the Collaboration of the Insurance Supervisory Authorities of the Member States of the European Union (Revised Siena Protocol)

( General Protocol on Collaboration)
( General Protocol on Collaboration - Annex I: Definitions)
( General Protocol on Collaboration - Annex II: Certificate of Solvency)
( General Protocol on Collaboration - Annex III: Agreement-Document I)
( General Protocol on Collaboration - Annex III: Agreement-Document II)
( General Protocol on Collaboration - Annex IV: Technical Account)
( General Protocol on Collaboration - Annex V: Joinder Agreement)
( General Protocol on Collaboration - Annex VI: Competent Authorities)
( General Protocol on Collaboration - Annex VII: Subject Index)

Protocol on Mediation Mechanism between Insurance and Pensions Supervisors
(  Protocol on Mediation Mechanism)
(  Protocol on Mediation Mechanism - Explanatory Annex)

Protocol relating to the Cooperation of the Competent Authorities of the Member States of the European Union in Particular Concerning the Application of Directive 2002/92/EC of the European Parliament and of the Council of 9 December 2002 on Insurance Mediation

 Luxembourg Protocol Rev 1

 Luxembourg Protocol Rev 1 Annex I-A: Competent Authorities, Registration and Notification, CEIOPS Members and Observers

 Luxembourg Protocol Rev 1 Annex I-B:  Competent Authorities, Registration and Notification, Non-CEIOPS Members and Observers

( Luxembourg Protocol Annex 1-B: Competent Authorities, Notification, Non-CEIOPS Members and Observers)

(  Luxembourg Protocol - Annex II-A: Notification form - FOE)
(  Luxembourg Protocol - Annex II-B: : Notification form - FOS)
(  Luxembourg Protocol - Annex III-A:  Public registers, CEIOPS Members and Observers)
(  Luxembourg Protocol - Annex III-B:  Public registers, non-CEIOPS Members and Observers)
(  Luxembourg Protocol - Annex IV-A: Complaints/out of court settlements, CEIOPS Members and Observers)
(  Luxembourg Protocol - Annex IV-B:  Complaints/out of court settlements, non-CEIOPS Members and Observers)
(  Luxembourg Protocol - Annex V: Joinder Agreement)

Note: CEIOPS Members who are presently the Competent Authorities, under the Insurance Mediation Directive, approved the final Protocol. Competent Authorities, which are non-CEIOPS Members and Observers, will be bound by the terms of this Protocol by signing a Joinder Agreement. The list of the Competent Authorities, presented in the Annexes I-B and III-B will be up-dated accordingly.

11.04.2006

Memorandum of Understanding with FOPI /  List of Signatories

EU-US Memorandum of Understanding (Model)

Protocol relating to the Collaboration of the Relevant Competent Authorities of the Member States of the European Union in Particular in the Application of the Directive 2003/41/EC of the European Parliament and of the Council of 3 June 2003 on the Activities and Supervision of Institutions for Occupational Retirement Provision (IORPs) Operating Cross-Border
( Budapest Protocol)
( Budapest Protocol - Appendix 1: Terms Used)
( Budapest Protocol - Appendix 2: Main Characteristics)
( Budapest Protocol - Appendix 3: Legal Form of IORP)
( Budapest Protocol - Appendix 4: Flow Chart)
( Budapest Protocol - Appendix 5: List of Home Member State Competent Autorities for the purposes of the Directive)
( Budapest Protocol - Appendix 6: List of Host Member State Competent Authorities for the purposes of the Directive)
( Budapest Protocol - Appendix 7: Joinder Agreement)

Note: CEIOPS Members who are presently the Competent Authorities under the IORP Directive have approved the Protocol. Competent Authorities, which are non-CEIOPS Members and Observers, will be bound by the terms of this Protocol by signing a Joinder Agreement. The list of the Competent Authorities, presented in Annexes 5 or/and 6, will be up-dated accordingly.

Protocol relating to the collaboration of the supervisory authorities of the Member States of the European Union with regard to the application of Directive 98/78/EC on the supplemetary supervision of insurance undertakings in an insurance group
( Helsinki Protocol)